Experience is the best teacher.
We’ve spent over three decades growing wiser.

Our Promise to You

As a client of FSA, you share both personal and financial information with us. This information enables us to provide you with responsive, personalized service, and allows us to help you achieve your goals. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information Provided by Clients

In the normal course of doing business, we typically obtain the following non-public personal information about our clients:

  • Personal information regarding our clients' identities such as name, address and social security number;
  • Information regarding securities transactions effected by us; and
  • Client financial information such as net worth, assets, income, bank account information, and account balances.

How We Manage and Protect Your Personal Information

We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or authorized client representative or, if necessary, in order to process a transaction, or service an account or as required or permitted by law. Additionally, we share information with outside companies that perform necessary administrative services for FSA and understand their obligation to treat your information as confidential.

At FSA, we understand how important it is to protect your personal and financial information. That's why we have in place physical, electronic, and procedural safeguards. Our staff is educated regarding the importance of confidentiality and privacy related to our policies and procedures which restrict the use of client information and require that it be held in strict confidence.

Our Commitment to Keeping You Informed

We will annually provide you a notice describing our privacy policy. In addition, we will inform you promptly if there are changes to our policy.

Please do not hesitate to contact us with questions about this notice.